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Financial Advisor (Guam)

Bank of Hawaii
Posted 2 months ago, valid for 10 days
Salary

$60,000 per year

Contract type

Full Time

By applying, a Bank of Hawaii account will be created for you. Bank of Hawaii's Privacy Policy and Terms & Conditions will apply.

SonicJobs' Terms & Conditions and Privacy Policy also apply.

Sonic Summary

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  • This position provides clients with investment-related guidance, support, and services under the direction of the Manager.
  • The role involves ensuring compliance with laws and regulations, including Anti-Money Laundering and the Investment Advisers Act of 1940.
  • Responsibilities include conducting sales and relationship management activities in accordance with Bank of Hawaii's policies and procedures.
  • Candidates are expected to have a minimum of 3 years of relevant experience in the financial services industry.
  • The salary for this position ranges from $60,000 to $80,000, depending on experience and qualifications.

Under the direction of the Manager, this position provides clients with various investment related guidance, support, and services. Assists with all of the business unit’s compliance with applicable laws, regulations, regulatory requirements and Bank policies and procedures, including but not limited Anti-Money Laundering laws and regulations, including regulatory and internal compliance policies and procedures related to the investment adviser business activities under the Investment Advisers Act of 1940 and related securities laws and regulations, Fair Banking, Bank Secrecy Act and USA PATRIOT Act. In addition, this position is responsible for conducting sales and relationship management activities in accord with Bank of Hawaii (BOH) and the firm’s guidelines, policies, procedures, disciplines and behaviors.

Applications submitted will be added to a pool of candidates that will be considered for current or future opportunities.




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By applying, a Bank of Hawaii account will be created for you. Bank of Hawaii's Privacy Policy and Terms & Conditions will apply.

SonicJobs' Terms & Conditions and Privacy Policy also apply.