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Wealth Advisor

SIMON
Posted a month ago, valid for 12 days
Location

Fort Worth, TX, US

Salary

Competitive

Contract type

Full Time

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Sonic Summary

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  • The Wealth Advisor position requires one year of experience as a financial advisor and a high school diploma or GED.
  • The advisor will analyze clients' investment objectives and provide tailored investment advice while ensuring compliance with industry regulations.
  • Candidates must possess strong communication skills and the ability to interpret financial documents and market activities.
  • The role also demands proficiency in MS Office programs and the possession of Series 7 and 63 licenses.
  • Salary details are not provided, but the position emphasizes a commitment to client service and professional conduct.

It's fun to work in a company where people truly BELIEVE in what they're doing!

We're committed to bringing passion and customer focus to the business.

The Wealth Advisor analyzes and interprets clients’ investment objectives and risk tolerances and provides individual investment advice suitable for those objectives and tolerances.  The advisor utilizes their expertise and knowledge of the securities industry and market strategies to offer sound financial advice.

               

Essential Duties and Responsibilities

  • Acts in the best interest of the client and delivers outstanding service.
  • Develops and maintains an increasing client base by using well-developed market knowledge, strategies, and sales skills.
  • Maintains product knowledge and stays current of market activity and news affecting the markets.
  • Ensures that all departmental documents and activities are performed in compliance with applicable laws, regulations, policies, and SFIG written procedures related to the securities industry, including completion of required compliance training.
  • Performs other duties and responsibilities as assigned.

Qualifications

To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required.

Skills

  • Ability to read and comprehend simple instructions, short correspondence, and memos.
  • Ability to read and interpret documents such as procedure manuals, general business correspondence and/or journals, or government regulations.
  • Ability to read, analyze and interpret financial reports and/or legal documents.
  • Ability to write simple-to-business correspondence and routine reports.
  • Ability to effectively present information in one-on-one and small group situations, to customers, clients, and other employees in the organization.
  • Ability to speak effectively, present information, and respond to questions from groups of clients, customers, employees, managers, top management, boards of directors, and the general public.

Education and/or Experience

  • HS Diploma/GED and
  • One year experience as a financial advisor.

Computer Skills 

  • MS Office programs

Certificates, Licenses, Registrations

  • Series 7 and 63 license

Other Qualifications (including physical requirements)

  • Ability to handle a high-stress environment.
  • Must display professional conduct and appearance.
  • Maintain client privacy and keep highly sensitive data confidential.
  • Must have excellent PC knowledge-proficiency with MS Office programs such as Excel and Word.
  • Must have excellent oral and written communication skills.

Equal Employment Opportunity Information: Simmons First National Corporation and its subsidiaries are committed to a policy of equal employment with respect to a person's race, color, religion, sex, ancestry, sexual orientation, gender identity, national origin, covered veterans, military status, physical or mental disability or any other legally protected classifications.




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By applying, a SIMON account will be created for you. SIMON's Privacy Policy and Terms & Conditions will apply.

SonicJobs' Terms & Conditions and Privacy Policy also apply.