Overview
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Vinci Compass is looking for a Trader to join our Broker Dealer team in Miami. The Trader will be responsible for executing and managing securities transactions across multiple asset classes, monitoring market activity, and ensuring accurate and efficient trade execution. This role requires market knowledge, attention to detail, and the ability to perform effectively in a fast-paced trading environment while maintaining compliance with regulatory and firm requirements.
Key Responsibilities
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路聽 聽 聽 聽 聽Execute and monitor trades across equities, fixed income, mutual funds, and other investment vehicles.
路聽 聽 聽 聽 聽Support registered representatives and internal teams in executing and managing client transactions.
路聽 聽 聽 聽 聽Process buy/sell transactions accurately and on time while maintaining compliance standards.
路聽 聽 聽 聽 聽Provide real-time quotes, communicate procedures, and respond to trading-related inquiries.
路聽 聽 聽 聽 聽Monitor market activity and assist in ensuring efficient trade execution.
路聽 聽 聽 聽 聽Research and resolve trade discrepancies promptly.
路聽 聽 聽 聽 聽Coordinate with custodians and internal teams to ensure smooth trading operations.
路聽 聽 聽 聽 聽Ensure all trading activity follows firm policies and regulatory requirements.
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Qualifications
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路聽 聽 聽 聽 聽Bachelor鈥檚 degree in finance, economics, or a related field.
路聽 聽 聽 聽 聽FINRA Series 7 license required.
路聽 聽 聽 聽 聽Minimum of 2 years of experience in trading, broker-dealer operations, wealth management, or a related financial services role preferred.
路聽 聽 聽 聽 聽Experience executing or supporting trades across equities, fixed income, mutual funds, and other investment products.
路聽 聽 聽 聽 聽Familiarity with Pershing, Bloomberg, and Excel.
路聽 聽 聽 聽 聽Strong analytical, problem-solving, and communication skills.
路聽 聽 聽 聽 聽Highly organized and adaptable in a fast-paced, team-oriented environment.
路聽 聽 聽 聽 聽Bilingual in English and Spanish or Portuguese preferred.
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