This is a remote position.

Senior Wealth Advisor

Fee-Only Registered Investment Advisor Platform

Overview

We are seeking an experienced Senior Wealth Advisor to join a modern, technology-enabled wealth management platform. This role is designed for independent advisors who want to maintain full control of their practice while leveraging institutional-grade technology, marketing, compliance, and operational support to scale efficiently.

Ideal Candidate Profile

This role is intended for active financial advisors currently managing a portable, fee-based book of business with a minimum of $25M in AUM. Candidates should be client-first, growth-oriented, and comfortable operating in an independent or 1099 environment.

Key Responsibilities

Serve as the primary advisor for a personal book of clients, delivering comprehensive wealth management services
Manage and grow client relationships across financial planning, portfolio construction, and ongoing advisory services
Customize client portfolios, including access to traditional and alternative investment solutions
Retain full ownership and discretion over investment philosophy and client strategy
Collaborate with internal client service, compliance, and operations teams to ensure a seamless client experience
Actively grow the practice through referrals, marketing initiatives, and personal business development strategies

Platform Support Provided

Unified, proprietary technology platform integrating CRM, operations, compliance, and marketing
Built-in compliance and risk management services allowing advisors to focus on client relationships
Dedicated client service and operational support for day-to-day account management
Marketing support including digital campaigns, content, and SEO with compliance oversight
Multi-custodial infrastructure with leading custodians
Remote-first operating model with optional access to flexible office space

Compensation & Structure

Independent contractor (1099) structure
Compensation customized based on advisor production and preferences
Revenue participation with potential equity upside
No forced product sales or proprietary investment requirements

Requirements

Minimum $25M in portable, fee-based AUM
Active Series 65 or equivalent registration
Proven experience advising high-net-worth or mass affluent clients
Strong client relationship management and business development skills
Entrepreneurial mindset with the ability to operate independently

Benefits

Firm Characteristics

Fee-only registered investment advisory platform
Multi-custodial model
Remote and flexible work environment
Venture-backed, growth-stage firm

Why This Role

This opportunity is ideal for advisors who want autonomy without isolation. You keep control of your clients and investment decisions while gaining the infrastructure, technology, and support typically only available at much larger firms.

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