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Compliance Consultant

Compliance Consultant

Clayton Davies Ltd

Posted 10 hours ago, valid for 19 days

Colchester, Essex CO6 3JQ, England

Full Time

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Sonic Summary

Our client, a successful compliance consultancy firm, is seeking a Compliance Consultant to support IFA firms in the UK.
This hybrid role allows for flexibility, with work conducted from home or client offices in areas such as Colchester and North London.
Key responsibilities include file checking, answering compliance queries, and conducting annual audits.
Candidates should possess a Level 4 Diploma in Financial Planning or equivalent, along with compliance experience in the wealth management industry.
The position offers a competitive salary, although the specific amount is not disclosed, and requires relevant experience in compliance.

- Compliance Consultant

- Hybrid based

- Competitive Salary on Offer

Our client, a successful compliance consultancy firm, are looking for a Compliance Consultant to join the team and support them in looking after some of the best IFA firms within the UK.

The vacancy is a hybrid role, and you will be expected to work at home or at client’s offices as required. You will be looking after clients in Colchester, North London, Maldon, Chelmsford, Ipswich, and other local areas.

Role & Responsibilities:

File checking
Answering client compliance queries
Reviewing, and updating in house procedures
Training advisers
Reviewing CPD activity
Collating management information
Annual audits

Do you have the following to apply?

Qualified to Level 4 Diploma in Financial Planning (or equivalent)
Compliance experience within the wealth management industry

Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.

Clayton Davies Ltd is acting as an employment agency on behalf of our client.

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Compliance Consultant

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