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Compliance Officer

PIB Group
Posted 14 hours ago, valid for 20 days
Location

Croydon, Surrey CR0 5RD

Contract type

Full Time

Life Insurance

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Sonic Summary

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  • The PIB Group is seeking an experienced Compliance Officer to join their U&D Division, reporting to the Head of 1st Line of Defence.
  • Candidates should have prior experience in a financial services compliance role and be able to work collaboratively with various stakeholders.
  • The role involves producing process documentation, reports, and MI to engage key stakeholders while ensuring adherence to regulatory obligations.
  • The position offers a competitive salary and benefits package, along with flexible working options and opportunities for professional development.
  • Applicants are encouraged to apply if they have the required experience and are looking to advance their career in a supportive and innovative environment.
Compliance OfficerWorking within the U&D Division of PIB Group, We are now looking to recruit a seasoned Compliance Officer, reporting into the Head of 1st Line of Defence you will work within the business to deliver accurate and effective compliance advice and support helping to ensure that the retail and wholesale businesses meet their regulatory obligations and processes and procedures are adhered to.You will have experience working within a financial service compliance role and are able to be hands on and able to collaborate with different stakeholders. You will be confident in producing process documentation, reports and MI in a way that engages with key stakeholders.Responsibilities:路 Work with the business to drive delivery of activity that supports the business objectives, whilst ensuring adherence to group policies.路 Work with 2LoD to ensure advice and guidance is interpreted and implemented in line with group risk appetite路 Highlight the priority compliance actions for the business by collating and analysing conduct and regulatory MI and undertaking trend and root cause analysis路 Ensure the business controls are effective and take action to improve/close gaps where necessary路 Support the business with the creation of compliant documentation, undertake regular reviews of approved material and ensure regulatory changes are implemented.路 Support and where appropriate own the management of breaches, E&O鈥檚 and complaints and resolution focussing on root cause and control effectivenessWhy Join Us?
  • Competitive salary and benefits package
  • Flexible working and holiday options
  • Pension, enhanced parental leave, and life insurance
  • Discounts on technology, travel, and leisure
  • Learning and development opportunities
  • Volunteering and charity support days
Join a company that values innovation, growth, and its people. Apply now to take the next step in your career.We are an equal opportunities employer, committed to hiring a diverse and inclusive workforce. We do not discriminate on the basis of race, colour, gender, religion, disability, age, sexual orientation or any other characteristic protected by law.REF-223 620

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