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This is a full-time, office based role.
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The role ensures regulatory requirements (SRA, ICAEW, FCA) are understood and implemented, working closely with an outsourced compliance provider and supporting managers and staff with day-to-day compliance activities.
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Key Responsibilities
- Serve as the main point of contact for the outsourced compliance provider and coordinate delivery of services across the group.
- Communicate regulatory updates and support the implementation of policies, procedures, and controls.
- Maintain regulatory registers and staff profiles (SRA, ICAEW, FCA).
- Manage lender panels, accreditations, and quality standards (e.g. Lexcel, CQS).
- Collate compliance data for internal officers, audits, and management reporting.
- Conduct internal file reviews, support external audits, and track corrective actions.
- Organise compliance training and promote a strong culture of compliance.
- Provide day-to-day compliance support, escalating technical issues where required.
- Assist with PII renewals and regulatory submissions.
- Highly organised, detail-focused, and able to manage multiple priorities.
- Strong communication and coordination skills.
- Comfortable in an administrative, hands-on compliance role.
- Experience in a regulated environment (legal, finance, or accountancy) preferred, with knowledge of compliance processes and audits.
