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Director of compliance and information security in gambling
IFA Support

IFA Support

KFS Recruitment

Posted 14 hours ago, valid for 5 days

Harrow, Greater London HA1 4EG

Full Time

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Sonic Summary

The position is for an IFA Sales Support/Compliance Administrator based in Harrow, offering a starting salary of £25-30,000.
The ideal candidate should have IFA administration experience and a strong interest in compliance, with the goal of becoming the firm's Compliance Monitoring Officer over time.
Duties include traditional IFA support tasks, compliance administration, and conducting meetings with advisers to ensure adherence to FCA legislation.
Candidates should possess strong communication skills, attention to detail, and the ability to multi-task in a professional environment.
This role offers training for compliance, support for acquiring industry qualifications, and opportunities for career progression.

IFA Sales Support/Compliance Administrator

Harrow

£25-30,000

Our client, a very well established, successful and growing firm of IFAs & Mortgage Brokers is looking for an experienced IFA Administrator with a strong interest in compliance, to over time become the firm’s Compliance Monitoring Office. This is a rare and fantastic opportunity for an intelligent and ambitious person wishing to pursue career within IFA compliance.

Duties include: -

Traditional IFA support administration duties including new business processing, supporting IFAs, inputting fact find details into Intelligent Office, setting up clients, obtaining illustrations etc.
Compliance administration, ensuring the business adheres to FCA legislation
Obtaining Anti Money Laundering documents
Complete verification forms
1-1 meetings with advisers
Recognizing T&C needs for the business
Planning and strategy meetings with Advisers

Candidate requirements:

IFA administration experience/compliance aware
A strong interest in pursuing a career within compliance
Confident and professional individual able to multi-task
Strong communication skills
Great attention to detail

Additional information:

Office based - Harrow
Starting salary: Likely to be starting at £25-30,000 - to be enhanced over the time
Training given for Compliance
Support with acquiring relevant industry qualifications
Parking on site/close to train/tube station
Monday - Thursday 9am-6pm, Friday 9-5pm
22-23 days holiday
Workplace pension
Great opportunity for career progression

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