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We are inviting applications for Assistant Manager - Legal & Compliance department for an International Global Bank based in Harrow.
MAIN RESPONSIBILITY
The person will be based in the Legal & Compliance department and will be primarily responsible for co-ordinating with external advisors in regard to advice on legal, regulatory compliance and related matters across both Bank
JOB RESPONSIBILITY
* Liaising with external advisors in regard to legal and regulatory compliance matters arising from the Bank's operations in the UK.
* Advising the Business on routine legal and regulatory compliance matters;
* Drafting/reviewing of Compliance policies, procedures and controls and responding with guidance on related queries.
* Maintaining Regulatory Correspondence Register and supporting documentation.
* To provide accurate and complete responses to Courts / Police/ DWP/ Liquidators/ HMRC / Regulators /other enforcement agencies within the timeframe specified.
* Horizon scanning and mapping of regulations across different functions of the Bank.
* Monthly review of the legal court orders and requests for information for the Legal & Compliance Committee Meeting. * Regulatory updates to Compliance, Business and Operations teams.
* Advising on legal issues arising from the Bank's operations in the UK.
* Reviewing the Legal and Conveyancing Panel on an annual basis and communicating with them on regular basis when business requires external services including legal opinions and litigation.
* Dealing with ad hoc legal matters from time to time.
* Approving financial promotions.
* Legal & Compliance oversight and monitoring activities.
* Compiling reports for senior management.
* Review output from third party vendor systems
* Ad hoc projects and tasks related to Legal & Compliance, as allocated by the Head of Legal & Compliance.
