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MERJE is seeking a highly skilled Compliance Monitoring Specialist for a leading wealth and stockbroking firm. This role offers an exciting opportunity to contribute to the company's regulatory compliance efforts in a dynamic financial environment. The ideal candidate will have a strong background in financial services compliance and monitoring processes.
The Company
This established firm has a rich history in the financial sector. With a focus on delivering exceptional client service and maintaining the highest standards of compliance, the company is well-positioned for continued growth and success in the ever-evolving financial landscape.
The Role
As a Compliance Monitoring Specialist, you will play a crucial role in ensuring the company's adherence to regulatory requirements. This position offers competitive remuneration and the opportunity to work with a respected institution in the stockbroking industry.
Key Responsibilities of the Compliance Monitoring Specialist:
- Develop and implement compliance monitoring programmes
- Conduct regular audits and assessments of compliance processes
- Identify and report on potential compliance risks
- Provide guidance on regulatory matters to various departments
- Contribute to the ongoing improvement of compliance systems and procedures
Required knowledge and experience for the Compliance Monitoring Specialist role:
- Proven experience in financial services compliance
- In-depth knowledge of UK financial regulations and stockbroking industry standards
- Strong analytical and problem-solving skills
- Excellent communication and reporting abilities
- Relevant qualifications in compliance or financial services (e.g. FPC, ICA, CISI)
If you are an experienced Compliance Monitoring Specialist looking for a challenging role in a reputable stockbroking firm, we encourage you to apply for this position through MERJE today.
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Applicants must be located and eligible to work in the UK without sponsorship.
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If you would like this job advertisement in an alternative format, please contact MERJE directly.
