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We have a new opportunity for a Senior Paraplanner to join our clients based in central London. They are one of the market leaders within wealth management across Europe, and in this role you will be analysing trading client portfolios and accounts to provide FCA regulated advice on areas including pension transfers, investment taxation and account structure suitability.
Responsibilities:
- Conduct fact finding calls with clients to evaluate client objectives, portfolio holdings, time-horizon, cash flow needs, and financial situation to determine a suitable asset allocation recommendation
- Review and formulate plans for clients with highly specialised situations
- Review clients' existing pension and investment bond arrangements to determine whether a transfer/surrender is suitable
- Communicate advice to clients directly
- Prepare written proposals and recommendations for transfers and present this advice to them to confirm understanding
- Work with other departments to provide best client outcomes through developing new resources and providing training
- Adhere to the T&C scheme to ensure regulatory compliance related to the provision of regulated advice
Qualifications & Experience:
- A University degree or equivalent combination of education/experience
- Level 4 Qualification – CII Regulated Diploma in Financial Planning or CISI Investment Advice Diploma preferable
- 3+ years financial services experience required
- Very strong understanding of Financial Planning principles and client suitability
- Experience working with accuracy and ability to organise/time-manage
- Quantitative in nature
Please submit your CV to Sam at Artemis Recruitment to register your interest.
