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The Interim Compliance Lead will oversee compliance activities within the Risk & Compliance department, ensuring adherence to regulatory requirements in the financial services industry.
This role is a fixed-term contract and requires a detail-oriented professional with expertise in compliance management.
Client Details
The client is a well-established UK Wealth Management firm, focused on retail savings and investments products.
Description
- Good understanding of UK financial services regulation, with a focus on Financial Planning and Wealth Management regulations.
- Experience with financial planning and / or investment advice to retail customers would be beneficial.
- A strong understanding of regulatory and conduct risk management practices in financial services, and what it means to deliver good customer outcomes.
- Commercially sensitive and pragmatic, with the ability to take a risk-based approach on decisions that impact the business.
- Confident in voicing an opinion
- Excellent interpersonal, influencing and communication skills, including the ability to explain requirements in straightforward/ practical terms.
- Solution and delivery focused, with high energy and drive, and ability to deliver through others.
- Must be able to build strong relationships with key stakeholders.
Profile
A successful Interim Compliance Lead - FTC should have:
- Proven experience in compliance management, preferably within the financial services industry.
- A strong understanding of regulatory frameworks and standards.
- Excellent analytical and problem-solving skills.
- Experience in developing and implementing compliance policies and procedures.
- Strong interpersonal and communication skills to liaise effectively with stakeholders.
- Ability to manage multiple tasks and prioritise effectively in a fast-paced environment.
- Relevant professional qualifications in compliance or risk management are desirable.
Job Offer
- Competitive salary ranging from 45,000 to 47,500 per annum.
- Opportunity to work within a reputable financial services organisation.
- Supportive and professional working environment.
- Chance to contribute to critical compliance initiatives.
- Potential for career development within the compliance and risk management field.
