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Director of Compliance

Broster Buchanan Ltd
Posted 22 days ago, valid for 24 days
Location

London, Greater London EC1R 0WX

Contract type

Full Time

Life Insurance

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

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Sonic Summary

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  • The role offers a base salary of up to £150K, along with a 20% bonus and additional benefits such as private medical and life assurance.
  • The position is based in London on a hybrid schedule, requiring three days in the office per week.
  • Candidates should have a strong leadership background and at least 5 years of experience in compliance, particularly within the consumer credit sector.
  • The successful applicant will oversee compliance monitoring, advisory, and financial crime, while ensuring adherence to regulatory requirements.
  • This is a Senior Manager position under the Senior Managers and Certification Regime (SM&CR) with a focus on compliance oversight and money laundering reporting.
  • £150K + Bonus + Benefits
  • Consumer Credit, SMF16 & 17
  • London (hybrid 3 days per week)
The organisationOur client is one of the UK's leading consumer credit firms. With exciting ambitions and growth plans, this is an ideal time to join the firm.Reporting directly to an inspiring and highly experienced CRO, you will be leading a team of compliance professionals across compliance monitoring, advisory, and financial crime.The roleWorking on a hybrid basis from their central London officers, deliverables will include:
  • Helping the business to move forward and execute it's growth strategy while keeping the customer at the heart of all that the firm does.
  • Ensuring that the firm's operations comply with relevant regulatory requirements, internal policies, and industry best practices.
  • Implementing and maintaining a robust compliance framework to mitigate risks and promote a culture of compliance across the firm.
  • Designing, implementing, and maintaining an annual Compliance Plan that is risk-based, responsive to regulatory change, and aligned with the organisation's strategy and risk appetite.
  • This is a Senior Manager role SMF 16 - Compliance oversight and SMF 17 -Money Laundering Reporting Officer under the Senior Managers and Certification Regime (SM&CR).
The Person 
  • You will be a strong leader of people demonstrating strong and consistent team management, including clear goal setting, performance feedback and coaching — with a focus on timely and reliable execution of deliverables.
  • You will enjoy leading and motivating teams to deliver results with precision and accountability, even in high pressure or complex regulatory environments.
  • You will act as the primary point of contact with regulatory bodies, such as the FCA.
  • You will have in depth knowledge of the regulatory landscape, with a particular focus on CONC, DISP, SMCR, PSD2, FIT and Consumer Duty.
  • Desirable - compliance qualification.
The Package
  • Up to £150K base salary
  • 20% bonus
  • 10% pension
  • Private medical
  • Life assurance
  • and more!
To understand more about this exceptional career opportunity, apply here as soon as possible.

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In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

SonicJobs' Terms & Conditions and Privacy Policy also apply.