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- Strategic Impact: Work closely with clients across investments, hedge funds, private equity, and fund administration.
- Diverse Responsibilities: Lead audits, oversee regulatory compliance, and provide tailored solutions.
- Career Growth: Be part of a growing team, with opportunities to develop your expertise in MiFID II, AIFMD, and market abuse regulations.
- Competitive Benefits: Enjoy bonus, private medical insurance, gym contributions, pension schemes, and hybrid working arrangements (2 days in the office)
- Provide expert compliance guidance on MiFID II, AIFMD, market abuse, short selling, and offshore fund establishment.
- Support regulatory projects, including compliance framework reviews, audits, and policy updates.
- Maintain up-to-date knowledge of regulatory requirements, ensuring timely implementation across policies and procedures.
- Develop and maintain trusted client relationships, advising firms on best practices.
- Mentor junior team members and contribute to a culture of excellence in compliance consulting.
- Proven experience in wholesale investment compliance, ideally with exposure to hedge funds and private equity. Prior consulting experience is preferred but not essential.
- Strong working knowledge of regulatory frameworks, including MiFID II, AIFMD, SFTR, EMIR, and SM&CR.
- Ability to work independently, manage multiple projects, and deliver high-quality client service.
- Excellent communication skills, with a proactive and detail-oriented approach.
- Relevant financial qualifications (e.g., CISI IOC, IAD, PCIAM, or working towards equivalent certifications) are desirable.
