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Compliance Executive

Sanderson
Posted 10 hours ago, valid for 12 days
Location

London, Greater London EC1R 0WX

Contract type

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

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  • The Compliance Executive position is within the Financial Services industry and operates on a hybrid model with two days on-site work each week.
  • The role offers a salary of £300 per day and is classified as Inside IR35.
  • Candidates are expected to support the Compliance Manager by reviewing and approving marketing collateral for compliance with regulatory standards.
  • Key skills required include compliance monitoring, understanding the FCA handbook, and effective stakeholder management.
  • The position is open to individuals who may need reasonable adjustments during the recruitment process.

Compliance Executive

Industry: Financial ServicesHybrid Model (2 days on site)£300 per day (Inside IR35)

Role overview:

You will be responsible for supporting the Compliance Manager with the review and approval of all marketing collateral, in for the all entities.

* Identify and assess risks in marketing materials to ensure they are clear and fair for customers.* Verify that all promotions meet regulatory standards.* Maintain accurate approval records.* Escalate concerns and ensure corrective actions are taken when needed.

KEY SKILLS: Compliance monitoring, Financial promotions, FCA handbook understanding, stakeholder management

Reasonable Adjustments: We understand that there are a wide range of reasons that you may require reasonable adjustments to the recruitment process- please let us know in your application how we can best support you.

Apply now in a few quick clicks

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

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