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Head of Compliance

Sewell Wallis
Posted 12 days ago, valid for 2 days
Location

Mexborough, South Yorkshire S64 5ST

Contract type

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

SonicJobs' Terms & Conditions and Privacy Policy also apply.

Sonic Summary

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  • Sewell Wallis is partnering with a financial services business in Rotherham to find a Head of Compliance.
  • The role requires at least 3 years of strategic compliance experience in the FCA-regulated mortgage industry.
  • Key responsibilities include leading governance capabilities, overseeing compliance frameworks, and acting as the main contact for regulatory bodies.
  • The position offers a salary range of £80,000 to £100,000, with the opportunity for hybrid work.
  • Additional benefits include 25 days of holiday, private medical insurance, and on-site parking.

Sewell Wallis is exclusively partnering with our client, a specialist financial services business based in Rotherham, as they appoint a Head of Compliance to their team. This South Yorkshire business is continuing its journey through a transformation and growth strategy and is therefore looking for a driven leader of people with an experienced background in compliance and control in an FCA-regulated mortgage industry.

This role is based in Rotherham, 3 days per week, 2 days can be spent working from home.

What will you be doing?

  • Responsibility to lead the design and operationalisation of governance capabilities of the Group.
  • Accountable for second line responsibility for all credit aspects of the business, including owning responsible lending policies, affordability calculations, providing oversight of the treatment of vulnerable customers and the effective implementation of collections (including forbearance) policies and processes.
  • Ownership of the Group 2nd line compliance monitoring plan using a risk weighted methodology.
  • Oversight of the regulatory capital and credit risk retention requirements in line with MIPRU.
  • For the oversight of the compliance Framework.
  • Take responsibility for group activities as Compliance Oversight.
  • Point of contact for all regulatory bodies, including the FCA and the FOS.
  • Lead of regulatory change and its impact on business strategy.

What skills do we require?

  • At least 3 years' experience operating at a strategic level within compliance for mortgages
  • Comprehensive knowledge of Mortgage and other consumer credit products and the mortgage and loan industry.
  • A full understanding of FCA regulation, including Consumer Duty and MCOB.
  • Previous experience in leading and coaching a team.

What's on offer?

  • Salary £80,000 - £100,000
  • 25 days holiday (rising with service)
  • PMI - vitality
  • On-site parking

Apply for this role below or contact Kayley for more information.

To apply please send your CV, quoting our reference and specifying which website you saw this position advertised on. Due to the high volume of applications please accept that if we have not responded to your application within seven days, your application has not been successful. Sewell Wallis is a specialist recruitment company with a vast amount of experience in our industry we offer permanent, temporary and interim recruitment support for accounting and finance, human resources and business support positions. We recruit at all levels within finance from Purchase Ledger Administrator and Credit Controller level through to Financial Controller and Director positions. With offices in Sheffield and Leeds, we are well situated to cover all of South Yorkshire, West Yorkshire and Manchester. Please visit our website for more information on accountancy and finance jobs and human resources or business support positions.

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In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

SonicJobs' Terms & Conditions and Privacy Policy also apply.