Compliance Graduate Opportunity

A great opportunity for someone with either a degree in Law, Business, Management, Economics or similar to join a successful financial services organisation, assisting with Compliance, Anti-Money Laundering and Data Protection. An interest in Compliance is essential. This would suit someone with strong attention to detail that enjoys working to high standards.

Key responsibilities

• Track the evolution of rules and regulations and assess any potential impact on activities, processes and procedures and update the periodic regulatory newsletter;
• Perform second level controls according to the annual Compliance Monitoring Plan, follow up on action plans and maintain adequate records;
• Identify and rectify compliance breaches, giving advice to the Management of any changes that need to be made and to follow up on the execution of action plans;
• Perform Anti-Money Laundering controls, activities, projects and definition of training for all staff;
• Support the Data Protection Officer and Deputy Data Protection Officer in all data protection related activities, including controls, definition / review of policies and procedures and definition of training for all staff;
• Update Compliance Policies and Procedures in line with the HQ ones and UK rules and regulations and draft new Policies where required;
• Advise the business on any procedural / process changes from a regulatory perspective;
• Oversee the training on compliance matters, maintain adequate records and to produce periodic reporting for the Management;
• Prepare the quarterly presentations for the Internal Control Committee and other meetings, where required;

Key skills/experience

• Must hold a degree in Business, Management, Law, Economics or similar
• Some experience working in a regulatory organisation would be ideal but not essential
• Excellent attention to detail is required
• A desire to work in compliance is essential

Benefits

• 25 days holiday
• Pension
• Opportunity to work for a successful financial services company going through an exciting period of growth