What you will be doing: - Assist Financial Planner in preparing for and conducting client meetings and regularly monitor clients’ financial situations with attention to detail and accuracy.
- Involvement in all aspects of pre-client meeting activities, including data gathering, preparation of meeting agendas, client paperwork, Investment Policy Statements, and asset allocation.
- Post-client meeting tasks, including performing financial situation analysis and coordinating planning implementation with outside professionals if necessary.
- Assist in trading and rebalancing of client investment accounts (including one-off trades, raising cash, bi-weekly rebalances, and tax loss harvesting).
- Deliver financial planning advice for high-net-worth clientele.
- Develop and manage ongoing client relationships independently.
- Portfolio maintenance and management in conjunction with the Lead Financial Planner.
- Support role on the Investment Committee.
- Adding accounts to models, trading, rebalancing, and tax loss harvesting using proprietary software.
- Conducting ongoing fund research under the guidance of the Chief Investment Officer for updates to models, fund swaps.
- Coordinating Portfolio reviews under the guidance of the Investment Committee.
- Building agendas and helping facilitate dialogue.
Experience you will need: - Required FINRA registration, including Series 7 and 66 (or FINRA-recognized equivalents).
- B.A. or B.S. degree.
- CFP® or other industry designations/credentials.
- Self-starter, organized with strong attention to detail.
- Strong financial and analytical skills.
- Able to work independently and keep the Planner aware of progress and hurdles.
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