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Director, Insurance Compliance

Fidelity Investments
Posted 3 months ago, valid for 15 days
Location

Merrimack, NH 03054, US

Salary

$62.5 - $75 per hour

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Contract type

Full Time

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Sonic Summary

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  • The Insurance Compliance Director at Fidelity is responsible for overseeing compliance activities related to the company's insurance and annuity business.
  • Candidates must possess a BA/BS degree and have over 10 years of business leadership experience in the financial services or insurance industry.
  • The position requires strong leadership and communication skills, with a focus on developing compliance programs and collaborating with cross-functional teams.
  • This role offers a hybrid work environment, requiring employees to work onsite every other week at a Fidelity office.
  • Salary details are not provided, but the role emphasizes the importance of maintaining compliance with various laws and regulations.

Job Description:

Insurance Compliance Director

The Role

The Insurance Compliance Director is responsible for conducting compliance activities in support of Fidelity’s insurance and annuity business. In addition to being a member of Fidelity’s insurance compliance group, the Insurance Compliance Director will also support cross-functional teams focused on developing and launching new Fidelity insurance products and services. Primary responsibilities will be identifying and communicating all the compliance requirements related to these new insurance products and services and representing Compliance at meetings with senior members of the business.

The Expertise and Skills You Bring

  • BA/BS Degree with 10+ years of business leadership within the financial services or insurance industry

  • Experience working with institutional group insurance products is preferred

  • Strong leadership skills.

  • Excellent interpersonal and written/verbal communication skills who can build compelling, executive-level presentations that communicate strategic insights in a clear, concise, and structured manner.

  • Efficient and works in a fast-paced environment and can multi-task across multiple large initiatives.

  • Creates and maintains strong business relationships, builds trust, and cultivates collaboration.

  • Designs, develops and maintains compliance programs which support designated business units.

  • Identify, escalate and consult on problems and issues across the business unit and develop strategic solutions to address business needs.

  • Welcomes challenges and is a go getter who constantly looks for opportunities to continuously improve!

Note: Fidelity is not providing immigration sponsorship for this position

The Team

The individual in this role is a member of the Fidelity Investments Life Insurance Company Compliance team. This role reports to another member on this team, who in turn reports to the Chief Compliance Officer of Fidelity Investments Life Insurance Company. The Insurance Compliance Director works closely with legal and other compliance professionals from across the firm to provide high quality compliance support to the insurance company’s product development and marketing teams. We have a relentless commitment to protecting the firm’s valuable reputation by ensuring that we do what is right for our customers and adhering to applicable laws and regulations!

Certifications:

Category:

Compliance

Most roles at Fidelity are Hybrid, requiring associates to work onsite every other week (all business days, M-F) in a Fidelity office. This does not apply to Remote or fully Onsite roles. Some roles may have unique onsite requirements. Please consult with your recruiter for the specific expectations for this position.

Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.




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