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Regulatory Technology Business Analyst

Cantor Fitzgerald/BGC
Posted 6 months ago, valid for 15 days
Location

New York, NY 10008, US

Salary

$90,000 - $108,000 per year

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Contract type

Full Time

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Sonic Summary

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  • We are seeking a seasoned Senior Business Analyst with expertise in U.S. regulatory reporting and trade surveillance.
  • The candidate must have a strong understanding of the U.S. regulatory landscape, including SEC, CFTC, and FINRA.
  • This role involves bridging business needs and technology execution to ensure regulatory compliance and operational efficiency.
  • The ideal candidate will manage the implementation and enhancement of platforms for Regulatory Reporting and Trade Surveillance.
  • A minimum of 5 years of experience is required, with a competitive salary offered based on experience.

We are seeking a seasoned Senior Business Analyst with expertise in U.S. regulatory reporting and trade surveillance to lead business analysis efforts for strategic and BAU initiatives. The role requires a strong understanding of the U.S. regulatory landscape (e.g., SEC, CFTC, FINRA) and surveillance functions related to market abuse alerts and scenarios. The ideal candidate will bridge business needs and technology execution to ensure regulatory compliance and operational efficiency

The ideal candidate will manage the implementation and enhancement of internally built platforms for Regulatory Reporting to the CFTC, NFA, FINRA and SEC, as well as changes to Trade Surveillance platforms such as Scila and SMARTS 




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