Regulatory Compliance Officer Jobs in New York, NY

Manager, Compliance

$130,000 - $150,000 per year

Fanatics Betting & Gaming

About Us Fanatics is building a leading global digital sports platform. We ignite the passions of global sports fans and...

New York

2 months ago

Compliance Officer

$160,000 - $220,000 per year

MillTech

Position:              Compliance Officer                 Reports to:                Group Chief Compliance Officer    ...

New York

12 days ago

Compliance Analyst

$80,000 - $100,000 per year

Verition Group LLC

Verition Fund Management LLC (“Verition”) is a multi-strategy, multi-manager hedge fund founded in 2008. Verition focuse...

New York

6 days ago

Director, Bank & Prudential Regulatory Compliance

$130,000 - $211,500 per year

Bank of New York Mellon

In this role, you’ll make an impact in the following ways: * Lead implementation and recommend enhancements to BNY’s Com...

New York

24 days ago

Compliance Officer (Bureau of Asset Management)

$146,000 - $156,000 per year

City of New York

Job Description The New York City Comptroller’s Office works to promote the financial health, integrity, and effectivene...

New York

15 days ago

Compliance Officer

$160,000 - $250,000 per year

Millennium

The Compliance Department at Millennium is responsible for adopting, implementing, and administering a comprehensive com...

New York

3 months ago

Compliance Officer

$70,000 - $160,000 per year

Millennium

The Compliance Department at Millennium is responsible for adopting, implementing, and administering a comprehensive com...

New York

4 months ago

Compliance Officer – Trade Surveillance

$150,000 - $200,000 per year

CTC Lateral - Website & LinkedIn

Chicago Trading Company (CTC) is a premier proprietary trading firm specializing in options market making.   Our collabo...

New York

a month ago

Compliance Officer, Swap Dealer

$132,000 - $167,000 per year

FalconX

Who are we? FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutiona...

New York

13 days ago

Compliance Officer (Distribution Marketing)

$130,000 - $150,000 per year

Franklin Templeton

At Franklin Templeton, we believe success is built through powerful partnerships. As a forward thinking asset manager, w...

New York

a month ago