Audit Director - Wealth Compliance

The Audit Director for Wealth Compliance is a senior level management position responsible for contributing to the strategic direction of Citi’s Internal Audit (IA) function, in coordination with the Audit team. This role is also responsible for managing multiple teams of professionals who conduct end to end audits of compliance with key laws and regulations. The role is also responsible for audit coverage of Citi's Compliance Chief Administration Office, as well as the Compliance Risk Management Framework for the Wealth Compliance function. The overall objective of this role is to direct audit activities that support a subset of a product line, function, or legal entity at the global or regional level, in accordance with IA standards, Citi policies, and local regulations. Responsibilities include delivering multiple concurrent regulatory focused audits to specification, ensuring audit reports are complete, insightful, timely, error free and concise, contributing to IA’s reporting, providing independent assurance on design and operating effectiveness, ensuring timely delivery of audit issue validation, supporting IA Transformation Program, improving governance, risk and control environments, supporting Quality Assurance function, ensuring adoption of Audit Committee Charters, overseeing team building including recruiting, training and budget management, and assessing risk with consideration for firm reputation and compliance with laws and policies. Qualifications include 15+ years of related experience, compliance risk management experience, knowledge of key laws and regulations, preferred certifications such as CRCM, CPA, ACA, CFA, CIA, CISA, demonstrated success in management, clear communication, unbiased approach, and effective negotiation skills. Education requires a Bachelor’s degree or equivalent experience; Master’s degree preferred.