Compliance Associate

POSITION SUMMARY

The Compliance Associate supports the Compliance Manager/BSA Officer in administering STRATA Trust Company's Compliance and Risk Management Program. This role assists with regulatory compliance monitoring, policy administration, risk assessments, regulatory examinations, Bank Secrecy Act (BSA) activities, and other compliance initiatives that help ensure the organization operates in accordance with applicable laws, regulations, and internal policies.

Success in this position requires exceptional attention to detail, strong organizational skills, and the ability to consistently produce accurate, timely work while managing multiple priorities. The ideal candidate is dependable, analytical, and committed to maintaining the high standards of accuracy, documentation, and regulatory compliance essential to a highly regulated environment.

This is a full-time, in-person position based in our Waco office (7901 Woodway Drive) with a consistent Monday–Friday, 8:00 AM–5:00 PM schedule, including Banker’s holidays.

If you enjoy detailed work, value accuracy, and want to play an important role in supporting a strong culture of compliance, we'd love to hear from you.

WHAT WILL YOU DO?

This role provides day-to-day support for STRATA Trust Company's Compliance and Risk Management Program, with responsibilities spanning compliance monitoring, risk management, regulatory examinations, BSA/AML activities, policy administration, and cross-functional support.

Key Responsibilities include:

AM I THE RIGHT FIT?

We're looking for a dependable, detail-oriented professional who enjoys working in a highly regulated environment. The ideal candidate is organized, analytical, and committed to producing accurate, high-quality work while supporting a strong culture of compliance and risk management.

The ideal candidate will have:

• 1 – 3+ years of experience in banking, financial services, compliance, risk management, operations, or a related field. 
• Strong attention to detail with the ability to consistently produce accurate work and meet established deadlines. 
• Excellent organizational, analytical, and problem-solving skills, with the ability to manage multiple priorities. 
• Strong written and verbal communication skills. 
• Proficiency with Microsoft Office, including Word, Excel, Outlook, and Teams. 
• Ability to maintain confidentiality and exercise sound judgment when handling sensitive information. 

Preferred Qualifications:

• Experience in compliance, risk management, or operations within a financial institution. 
• Knowledge of BSA/AML, OFAC, or other financial services regulatory requirements. 
• Experience supporting regulatory examinations, compliance monitoring, or internal review activities. 
• Familiarity with self-directed retirement accounts or alternative asset administration.

WHY STRATA?

STRATA Trust Company is a fast-growing self-directed IRA custodian, which serves individuals and institutional clients nationwide that invest in alternative assets using retirement funds. Self-directed IRAs allow individuals to save for retirement by providing a wider array of investment options than banks and brokerage firms. Investments include alternative investments such as real estate, trust deeds, precious metals, private equity and debt offerings, and more. 

Our trajectory of growth is exciting, and we are ready to take it to the next level with talented, passionate individuals who love to work with people and want to be valuable contributors to our future growth and success. That is just part of the reason that STRATA is a great place to work!

WHAT DOES IT MEAN TO BE ON THE STRATA TEAM?

Our commitment to our employees goes beyond base pay—it includes the tangible things like salary, benefits, and special employee programs such as training & development, wellness, and flexible sick time. Equally important are the intangible factors like challenging work, a community focused mindset, and the opportunity to grow professionally. We do not hire resources; we invest in people.

Benefits available to you include: 

INTERESTED?

If you think that you could be the perfect fit, please apply now. Submit your resume and contact information for consideration. Good luck, and we look forward to hearing from you!

At STRATA Trust, we recognize that diverse perspectives and experiences drive innovation and success. We operate within a merit-based framework that fosters inclusivity and belonging, ensuring all individuals have the opportunity to contribute, develop, and thrive. We seek talented, qualified individuals for all career opportunities, without regard to any status protected under federal, state, or local law. STRATA is proud to be an Equal Employment Opportunity Employer.