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Compliance Monitoring Manager

Compliance Monitoring Manager

Broster Buchanan Ltd

Posted 6 hours ago, valid for 8 days

Cardiff, South Glamorgan CF5 1DR, Wales

Full Time

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Sonic Summary

Our client is a rapidly expanding consumer credit firm based in Cardiff seeking a Compliance Monitoring Manager.
The role involves leading a monitoring program, delivering compliance reports, and conducting assurance reviews.
Candidates should have experience with the Consumer Credit Act and familiarity with the FCA Handbook, particularly Consumer Credit Rules and Complaints Rules.
The salary for this position is circa £60,000 to £65,000, along with an attractive benefits package.
A minimum of three years of relevant experience is required for this role.

The FirmOur client is a leading, rapidly expanding and highly reputable consumer credit firm based in Cardiff.The TeamAs part of this planned expansion they require a Compliance Monitoring Manager to join their team.The roleReporting to an exceptional, first-class Head of Compliance Monitoring, you will be responsible for:

Leading a programme of Monitoring activity in order to produce accurate, complete and insightful Monitoring reports.
Playing a key role in the delivery of the Compliance Monitoring Plan and therefore should be highly organised.
Leading second line of defence assurance reviews in accordance with the annual Compliance Monitoring Plan.
Delivery of high quality Monitoring reports, suggesting remedial action where required and tracking issues to closure.
Input into the production of monthly QA Mi for the Head of Conduct & Compliance Monitoring to review on an ongoing basis.

The Person

You should have a good knowledge and experience of Consumer Credit Act and have experience of working with the FCA Handbook, particularly Consumer Credit Rules (CONC), Complaints Rules (DISP) and the over-arching Consumer Duty regulations.

The Package- Circa £60 - £65K- Attractive Benefits package- Hybrid Envisaged 2/3 days in Cardiff)If this sounds like the role for you, please apply here today.

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