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? Flexible Hours | Office-Based to Start, Hybrid Later | Work with HNW Clients
Ready to bring your compliance expertise to a high-calibre, boutique wealth management firm — but looking for flexibility and work-life balance?
This is your chance to join a respected financial planning practice just outside Guildford, supporting a team of Chartered Advisers managing nearly £300m AUM. Their client base? City professionals, entrepreneurs, families, and retirees — many with £500k+ to invest (and some £20m+).
With continued growth and exciting expansion plans, they’re seeking a part-time Compliance Consultant to strengthen their team and ensure they remain ahead of the curve on all regulatory matters.
�? About the Role:
- Act as the firm’s primary compliance contact
- Lead the Compliance Monitoring Programme
- Conduct regular file checks & audits
- Keep policies and procedures current and effective
- Submit regulatory returns to the FCA
- Deliver updates and training on key regulatory changes
- Support with complaints handling and liaison with the FOS (if needed)
- Work closely with advisers & staff to drive best practice
- Assist with Consumer Duty implementation and FCA initiatives
?? Who We’re Looking For:
- Wealth management / IFA compliance background (essential)
- Practical, proactive and solutions-driven
- Comfortable working autonomously and advising on regulatory matters
- Confident conducting file reviews and audits
- Keen to join a thriving, high-quality boutique firm
? Flexible Working to Suit You:
- Part-time hours — around 20 hours per week
- Could be 3 days per week or 5 mornings — you choose!
- Office-based initially (Godalming/Guildford), then transition to hybrid
- Open to employed, self-employed, or contractor setups
- Salary: £40,000 - £60,000 pro-rata (negotiable for the right person)
�? Why Join?
- Join a boutique, high-performing firm with Chartered Advisers
- Work with HNW & UHNW clients
- Flexible structure to fit around your life
- Opportunity to make a real impact in a growing business
- Supported by an excellent admin and paraplanning team
�? If you’re a compliance professional ready for your next challenge — with flexibility, autonomy, and quality clients — we want to hear from you. Apply today and let’s shape a role that works for you! �?
