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Commercial & Regulatory Lawyer Financial Services

Jameson Legal
Posted 14 days ago, valid for 4 days
Location

London, Greater London EC1R 0WX

Contract type

Part Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

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Sonic Summary

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  • We are seeking an experienced Commercial and Regulatory Lawyer with a minimum of 5 years' PQE in the financial services sector for a three-month assignment with a market-leading ALSP.
  • The role involves drafting, negotiating, and advising on legal documents, as well as providing advice on financial services regulatory matters, particularly those related to MIFID II.
  • The successful candidate will work autonomously while collaborating with the General Counsel and Legal Counsel, and will be required to spend two days a week in the London office under a hybrid working policy.
  • Candidates must be qualified solicitors in England & Wales and possess experience in handling commercial contracts and regulatory matters in the financial services sector.
  • Salary details are not specified, but applicants should be prepared for an initial three-month commitment and the potential for extension.

We are working closely with a market leading ALSP in their search for an experienced Commercial and Regulatory Lawyer with financial services sector experience, to join their asset management client on a three month assignment. Whilst the assignment is initially due to run for three months, there is potential for further extension. A hybrid working policy is in place, with the successful individual expected to spend two days a week in the London office.

The successful individual will work closely with the General Counsel and Legal Counsel but will be expected to take the lead on their workload autonomously, with the GC and Legal Counsel providing background support and guidance when required. The workload will include drafting, negotiating, and advising on legal documents such as terms of business, broker/dealer terms of business, research pricing agreements and IT and infrastructure agreements. Providing advice on financial services regulatory matters, particularly those relating to MIFID II projects and issues, will also be an expectation.

There will be a level of interfacing with internal stakeholders, so prior experience in collaborating with internal stakeholders would be beneficial.

Due to the nature of the role, it is imperative that the successful candidate possesses experience in handling commercial contracts and regulatory matters across the financial services sector.

Successful candidates are likely to demonstrate:

  • Qualification as a Solicitor in England & Wales.
  • Upwards of 5 years' PQE.
  • Upwards of 5 years' experience in working across a full range of commercial contracts and regulatory matters in the financial services sector.
  • Experience in advising on financial services regulatory matters, particularly those relating to MIFID II projects and issues.
  • The ability to work as part of a team, as well as autonomously.
  • Capacity to start a new role immediately, or at short notice.
  • The ability to spend two days a week in a London based office.
  • A willingness to commit to an assignment that is for an initial duration of 3 months.

Please apply with your CV to in confidence.

Please note that where a level of preferred experience or qualification is indicated, this is a guideline only and does not preclude applications from candidates with more or less experience.

Jameson Legal acts as an employment business for temporary recruitment and as an employment agency for fixed term contract and permanent recruitment.

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In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

SonicJobs' Terms & Conditions and Privacy Policy also apply.