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- Location: London
- Working Hours: Full-Time
- Salary: Competitive
We are excited to represent an International Bank in their search for a Deputy MLRO & Compliance Manager at their London Branch. This role is instrumental in assisting the Head of Compliance and MLRO in maintaining an effective compliance and financial crime control framework. The successful candidate will support the implementation and execution of the Branch’s regulatory obligations under the Financial Conduct Authority (FCA), Prudential Regulation Authority (PRA), and other relevant regulations.
Day-to-day of the role:- Compliance Oversight: Support the delivery of the annual Compliance Monitoring Plan (CMP), conduct thematic and risk-based compliance reviews, and monitor regulatory developments.
- Financial Crime (AML/CTF/Sanctions): Assist the MLRO in managing AML/CTF and sanctions frameworks, conduct reviews and investigations, and oversee due diligence processes.
- Policy & Procedure Management: Help in drafting and maintaining compliance and financial crime policies in line with UK regulations.
- Training & Awareness: Deliver AML and compliance training to staff and maintain training records.
- Regulatory & Internal Audit Engagement: Support the preparation and coordination of regulatory inspections and audits.
- Advisory Function: Provide day-to-day advice on compliance and financial crime matters to various internal stakeholders.
- Experience: Minimum 5 years in Compliance or Financial Crime roles within a financial institution, with experience in a Certified role.
- Knowledge: Strong knowledge of UK regulatory requirements (FCA, PRA, MLRs, JMLSG, FATF), and a good understanding of sanctions frameworks and risk-based approaches to AML.
- Skills: High level of integrity, strong analytical and investigative skills, excellent communication and interpersonal abilities, and proficiency in MS Office.
- Qualifications: Professional qualification in Compliance or Financial Crime (e.g., ICA Diploma, ACAMS) is desirable.
- Competitive salary and benefits package.
- Opportunity to work in a dynamic and challenging environment.
- Exposure to international compliance and financial crime standards.
This is a fantastic opportunity for a professional looking to further their career in a supportive and challenging environment. To apply for the Deputy MLRO & Compliance Manager position, please submit your CV detailing your relevant experience and qualifications.
