Compliance Manager

Rev & Regs are recruiting for a Compliance Manager for a International commercial bank.

This role has a strong focus towards Compliance Monitoring framework however there will be other generalist compliance activities as well. Supporting the Head of Compliance (SMF16) by proactively and promptly delivering compliance activities across the Bank.

Responsibilities:

• Implement the Bank’s Compliance Monitoring framework, processes and procedures in line with industry and regulatory standards and the Bank’s risk appetite.
• Where required, aid in reviewing and updating compliance monitoring procedures to drive continuous improvement.
• Lead on compliance monitoring reviews as outlined in the compliance monitoring plan.
• Support in evaluating the ongoing effectiveness of the Compliance RCSAs and work with Operational Risk to ensure alignment.
• Continuously enhance regulatory compliance knowledge and proactively share best practices across Risk Teams and the wider bank.
• Provide timely, outcome-focused regulatory advice and guidance to support the business.
• Review and update compliance policies, standards, and procedures.
• Collate all required compliance Management Information (MI) relating to monitoring and regulation and analyse trends and issues to provide information and assurance to key internal governance forums.

Skills and Experience:

• In depth regulatory knowledge of FCA regulation, including knowledge of the FCA Consumer Duty.
• Experience in planning and executing Compliance Monitoring activities.
• Demonstrable experience in a Compliance or Audit related role within banking or financial services.
• Effectively manage issues by leveraging strong organisational and stakeholder management skills.