Compliance Officer / File Reviewer

Your new companyDue to growth, a new job opportunity has arisen within the compliance team of a very well-respected firm of IFAs. Working within a highly inclusive, supportive and friendly working culture. Flexible working options. Your new roleKey responsibilities include conducting file reviews across pensions, investments and protection, ensuring FCA compliance and high-quality advice is delivered to clients at all times, working closely with advisers and providing constructive feedback, guidance and training where required. In addition to being hands-on involved with file reviews, you will also be involved with broader compliance projects and have the opportunity to shape compliance processes and compliance training going forward. What you'll need to succeedLevel 4 Diploma in Financial Planning (or equivalent) is essential together with proven experience of working in financial services, good technical knowledge of financial planning, particularly in the areas of pensions, investments and protection. As well as someone with compliance/file review experience, this role could be well-suited to a financial adviser or paraplanner seeking a different role which will utilise skills and experience.What you'll get in returnIn addition to a highly competitive salary and remuneration package, this role offers a unique opportunity to grow in a firm where your contributions directly shape its success. Excellent long-term prospects.What you need to do nowIf you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.

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