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Regulatory Compliance Manager

Randstad Perm Professionals
Posted 22 days ago, valid for 18 days
Location

London, Greater London EC1R 0WX

Salary

£50,000 - £90,000 per annum

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Contract type

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

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  • Salary: Not specified
  • Experience Required: Proven experience in managing regulatory compliance in a professional services setting
  • Location: St Paul's, with an office requirement of 2-3 days per week
  • Responsibilities include ensuring all obligations under ICAEW regulations are met, managing compliance and assurance reviews, and preparing reports for senior management
  • Person specification includes industry-recognised qualifications in compliance-related areas and knowledge of ICAEW ethical standards

My client is an independent advisory firm based in St Paul's, with an office requirement of 2-3 days per week.

Responsibilities:

  • You will ensure all obligations and requirements under ICAEW regulations are met
  • Ensure they have the necessary licenses in place for their business operations
  • Plan and perform thematic and specialist compliance and assurance reviews across the business
  • Manage any external compliance and assurance auditors
  • Prepare and present regular periodic compliance and risk management reports to the firm's senior management
  • You will be the main point of contact for your clients

Person Specification:

  • Proven experience in managing regulatory compliance in a professional services setting
  • Sound understanding of legal and regulatory matters affecting chartered accountants as auditors
  • Good working knowledge of all relevant regulatory regimes
  • Industry-recognised qualification(s) in a compliance-related area
  • Knowledge of ICAEW ethical and professional standards

Randstad Financial & Professional encourage applications from individuals of all ages & backgrounds. Appointment will be made on merit alone but candidates must be able to demonstrate their ability to work in the UK. Randstad Financial & Professional acts as an employment agency for permanent recruitment & an employment business for temporary recruitment as defined by the Conduct of Employment Agencies & Employment Business Regulations 2003

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In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.